Appendix 1: Research methods

This report is based on a mixed-method study comprising reviews of the literature, qualitative case studies and a user consultation event. An integrated deductive-inductive approach to analysis was used. A multi-stakeholder advisory board provided guidance throughout the study process. Members included: patients’ representatives, health care practitioners and experts in IPC, health systems, psychology, sociology and organisational analysis.

The literature review was designed to examine peer-reviewed UK literature aimed at reducing HCAIs and improving health care workers’ practices relating to IPC in hospitals, during the period between January 2000 and January 2013. It focused on practices of IPC, and therefore excluded consideration of antibiotic stewardship and studies that were primarily basic science, microbiological or epidemiological in character, with no implications for practice. An extensive search of databases using specially designed search strategies was conducted. All types of study design were included. These searches identified 343 candidate articles which were screened according to the inclusion and exclusion criteria, and quality assessed, resulting in 47 articles available for analysis. A scoping review of the international peer-reviewed and grey literature provided the range of indicators recommended to assess IPC performance. This informed a scoping exercise to identify the availability and use of data to monitor HCAI and of indicators of IPC performance in UK hospital trusts.

The case studies included two purposively sampled NHS trusts, one in the north and one in the south of England. The two trusts provided different contexts: a teaching hospital NHS trust and a university hospital foundation trust. Interviews with 41 members of staff were conducted in the two hospitals, with the aim of understanding the views and experiences of those with responsibility for IPC from front-line staff to executive roles. The qualitative analysis followed an integrated approach where a ‘start-up’ list of themes from the reviewed literature was used followed by an inductive exploration of the data.50 The analysis also drew on data from previous research conducted by the project team, specifically the Lining Up study (Health Foundation), and two large-scale innovation adoption studies (Department of Health, and Health Services and Delivery Research). This previous research sample included the two case study sites sampled here, allowing for a longitudinal perspective.

User views were sought through a public consultation event facilitated by the research team in collaboration with Opinion Leader and the Patients Association. A sample of 15 carers and 26 patients was recruited from across London. Recruitment was by quota sampling on ethnicity, and satisfaction level with care received by self or in capacity as a carer. Data collection was via group interviews, self-completion questionnaires and notes from direct observation. Group discussions were audio recorded, transcribed and analysed by the research team and the patient representative on the steering group (who also attended the event as an observer).

For more information, including details of all the papers included in the literature review, see www.health.org.uk/hcai

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