Background to the FCA

Introduction

Over the past 10 years the Health Foundation has supported the testing, development and evaluation of approaches to improving patient flow, which it defines as ‘the progressive movement of people, equipment and information through a sequence of processes… along a care pathway’. The FCA programme, led by a team based at Sheffield Teaching Hospitals NHS Foundation Trust, is the most ambitious application of patient flow yet supported by the Health Foundation. The team built on work they originally carried out in the Flow Cost Quality programme to improve flow along the urgent and emergency care pathway, bringing this together with elements from the team coaching model and improvement science approaches.

The rationale for the programme is that patients typically experience care in condition-based pathways, and how they move along these pathways has considerable implications for patient experience, care outcomes and pressure on staff. The programme approach is to train health and care staff in the team coaching, technical and relationship skills required to deliver sustainable improvement. The programme is designed to be replicable, with both a curriculum and training materials that can easily transfer to a UK wide network of local FCAs (Figure 1).

Figure 1: Growth of local FCAs through the programme cycles

Disrupted flow has implications for poorer outcomes

In common with many health systems, the NHS is facing pressures of growing demand for services and workforce shortages in a period of constrained funding and this is not keeping pace with rising costs. The Health Foundation analysis shows the number of urgent admissions to hospital has increased by 42% over the past 10 years, with patients having high morbidity and a higher prevalence of long-term conditions. Meanwhile, people living in disadvantaged areas are at greatest risk of having multiple conditions. The harmful and costly effects of delays in patient flow for older patients are well established, including higher mortality, higher risk of health care-acquired infections, depression, reductions in patients’ mobility and their ability to manage daily activities. These are recognised as major challenges in the NHS long term plan, with a number of national initiatives seeking to improve patient flow. The COVID-19 pandemic has made unprecedented demands on health and care services in the short term and continues to have an impact on the delivery of services and the need to redesign these services. In this context, improving the flow of patients, information and resources in and between health and care organisations is crucial to improving efficiency of services and the quality of care experienced by patients. Common disruptors of patient flow, such as disjointed IT and waits between stages of care, have been described in previous reports by the Health Foundation.,

Research shows that not all approaches to flow improvements in health care have resulted in measurable improvements. Beyond small case studies, some of the larger programmes have had disappointing results., Flow projects have mostly focused on a small segment of the patients’ care, due in part to the challenge of working collaboratively across multiple teams, services and organisations. A survey of US acute hospitals showed the challenge of scaling up improvement from micro and meso level to organisational level: while over 60% of respondents were using lean improvement approaches, only 12% reported this as hospital-wide implementation.

Much research focuses on process results from improvement, but the social factors contributing to improvement also need to be considered, such as encouraging and enabling supportive behaviours, team dynamics and culture. These factors help create high-performing services, sustainably achieving excellent safety and quality outcomes., A range of professions, grades, middle managers and data analysts need to be involved with a stake in the intervention. The extent to which clinical and managerial interests align is a key determinant of success in QI interventions.

Several major programmes in the NHS have focused on patient flow.

  • Scotland: In 2013 NHS Scotland set up a Whole System Patient Flow improvement delivery programme.
  • Wales: In Wales, 1000 Lives Improvement ran the national Patient Flow programme from 2013 to 2015 across all six health boards providing emergency care.
  • England: NHS England and NHS Improvement are supporting a 5-year programme from 2016 to 2021, in which the Virginia Mason Institute – that adapted the Toyota Production System and applied it across the Virginia Mason health care system – is working with five NHS trusts to develop a culture of continuous improvement based on lean principles. The Health Foundation in partnership with NHS England and NHS Improvement has commissioned an independent evaluation of the programme, which is due to be published in 2021.

FCA coaching, technical and relationship skills

The course curriculum takes account of the idea that improvement is 80% relational and 20% technical. Expert faculty members teach flow concepts, coaching skills, data skills, patient experience and improvement approaches (Figure 2). Flow coaches also meet in smaller subgroups throughout the course, facilitated by an assigned FCA faculty member.

Figure 2: The flow coaching curriculum

A core element in the ‘flow’ part of the curriculum is the pathway assessment tool, The 5 Vs. This framework is used to assess and understand a pathway, through a focus on the following.

  • Value: considering what is important for patients and families.
  • Involve: how the Big Room will involve staff and patients from across the pathway.
  • Evidence: the metrics that matter – data that helps to understand the system.
  • Visualisation: making the evidence visual and accessible to help connect people and data.
  • Vision: how the improvement work can shape the future.

The Big Room

The paired coaches support improvement on their pathway through weekly Big Room meetings (run in the same physical or virtual space at the same time each week) where health and care staff and in some cases patients, from the pathway work together to assess, diagnose and iteratively test changes to improve the flow of care. Stakeholders in pathways include all professional and support groups who have an impact on patient care and experience.

In the Big Rooms coaches aim to create an open, honest and collaborative atmosphere where each participant, regardless of seniority, feels empowered to contribute on an equal footing (Figure 3). A key principle is the flattening of traditional hierarchies and the inclusion of staff from a wide range of roles and professions. The Big Room is set up to allow participants to ‘see together, learn together and act together’.

‘Hierarchy is suspended when you go into the Big Room. It gives more junior staff or staff who have a quiet voice the chance to express their views and that’s helped everybody make progress together.’

(Infection prevention and control manager, Big Room participant)

‘There’s great enthusiasm in the room, great atmosphere and it brings together lots of disciplines in one room, with one voice, to make improvements to patient care.’

(Pharmacist, Big Room participant)

‘We kicked off our antenatal Big Room with 20 people from around the trust, setting the ground rules for how we will work together and are committed to keeping women’s voices at the heart of all we do.’

(Improvement lead, Big Room participant)

Figure 3: The Big Room approach

Flow coaches facilitate the care pathway group to share understanding about the patient experience of care, apply the techniques and methods to test out change ideas and monitor the data to evidence progress in achieving their aim. If a change leads to measured improvement, it needs to be incorporated as standard practice. The FCA roadmap for improvement offers a flexible set of steps for the pathway team to follow (Figure 4).

Figure 4: The FCA roadmap for improvement

The co-coaching model

The co-coaching model is a core element of the FCA programme. A lead clinician with detailed knowledge of the care pathway is identified as the clinical coach together with an external coach – a manager or a clinician from outside the pathway – to offer a complementary view. Coaches must be motivated to deliver improvement, with attributes necessary for team coaching. The co-coaching model brings a varied skill set into the partnership and helps build resilience into the programme, reducing the risks of unsustainability through loss of a coach (Figure 5).

Figure 5: Paired flow coaches for each care pathway

‘I am a clinician and [my co-coach] is not … having clinical and non-clinical is better because you bring different things ... [my co-coach] has a greater understanding of the operational-organisational side of the trust: pathways, CCGs, those types of things and I’ve got the clinical knowledge to back that up … if we were both clinical, it might be more difficult to engage some people that aren’t clinical.’

(Flow coach, evaluation interview)

Recruiting and setting up local FCAs

One of the great strengths of the FCA programme is the adaptability of the approach across multiple clinical settings and sectors. The approach has been applied across community and acute pathways, such as a cross-sectoral frailty pathway and a mental health pathway spanning an accident and emergency department, police and community mental health. Initially, pathways tended to be in the acute sector, as hospital infrastructure facilitated the set up of big rooms and, in theory, access to the pathway data. With experience and the shift to virtual meetings, the pathway work is spreading across community and mental health sectors.

NHS provider organisations are invited to express interest to participate and to identify condition-based pathways where the approach can be applied for a specific condition, such as diabetes, skin cancer, frailty or a discrete area of cross-system care, such as end-of-life care or sepsis. The pathway is viewed from the patient perspective, covering different clinical departments and other health and social care providers.

The Central FCA selects organisations to host local FCAs through a rigorous application process. Selection is based on perceived readiness for the programme. The organisation must be committed to improvement, with leadership support at all levels and organisational development, improvement or transformation functions to indicate they are ‘flow ready’.

Iterative learning by the Central FCA has deepened understanding of what contributes to flow readiness, such as identification of a suite of pathways with clear rationale for their selection and initial ideas about how flow coaching might enable improvement. However, it is understood that flow coaching is not a panacea for every quality issue or organisational challenge.

‘A single methodology is unlikely to succeed across a whole trust. We look to use flow coaching when there are flow issues. We also use lean methodology as appropriate and small-scale improvement projects. A Big Room is quite an investment and not necessary for every improvement effort. It is best for tackling thornier issues, where all the stakeholders need to be involved to make improvement happen.’

(Local FCA lead)

Figure 6: The FCA network (November 2020)

Local FCAs deliver the 1-year training programme and deliver ongoing support to their local community of flow coaches. The Central FCA worked with an agency specialising in social franchising to formalise key aspects of the relationship between the Central FCA and local FCAs. Achieving the balance between fidelity to the model and necessary local adaptation is a well-documented challenge in spreading successful improvement from the originating organisation to adopter sites. Local FCA faculties customise the training, using local examples, adding local videos and including data from their Big Rooms. This helps participants understand the content in their context.

Figure 7: Overview – setting up a local FCA

A local FCA initially identifies a minimum of six coaches for three care pathways. The Central FCA recommends that at least four of these coaches should be chosen with the expectation that they will become the teaching faculty and deliver the course locally. To join the teaching faculty all coaches need to complete their training and be coaching a Big Room. Currently the faculty for local FCAs have all been trained by the Central FCA. However, there is a desire to involve local FCAs in the delivery of training once they have become more established, in order to allow greater flexibility for scheduling courses and to free up development capacity at the Central FCA.

As the local FCA faculty delivers flow coach training for the first time, the Central FCA gives advisory support, all training materials, guidance notes and regular support calls over the first year. Before COVID-19 restrictions the Central FCA was committed to providing on-site support to every session during the first year of delivery. This made sure that local FCAs were supported while providing assurance that the curriculum was being delivered as expected and new learning was brought into the network.

Due to COVID-19, the Central FCA are developing e-learning packages and digital resources so the training can be delivered remotely. This will also help reduce the need for travel to different areas across the UK and will open up opportunities to develop shared faculty models across the network.

‘We were quite nervous when we ran the first local cohort, but we had support from the Central FCA at most of the sessions and we feel we’re trusted to deliver it now. It is effectively a franchise model and it needs to ensure the same focus and content, not deviating from the curriculum … We have the script and the template, but we run it in our own personal style.’

(Local FCA lead)

Curriculum co-design sessions with Central FCA and local FCA faculty members identify areas for improvement and highlight why certain elements of the programme are crucial and how these need to be taught.

‘There is a temptation to tweak and adjust the content, especially if you don’t quite ‘get it’. The fact that the Central FCA are so available means you can have that conversation to ensure you fully understand the module before you teach it, rather than change things.’

(Local FCA lead)

The level of support that local FCAs need reduces over time as confidence grows and there is more familiarity with the materials and approach, as well as the experience of running their Big Room pathways.

‘Central FCA are amazing! They’re very supportive and share all their knowledge and materials, and the things they’re developing … It’s very different from a lot of NHS competition culture.’

(Local FCA lead)

Local FCAs can experiment with changes to the format, as long as learning is shared across the programme. One local FCA wanted to have 2-day, rather than 3-day, modules to help clinicians attend without needing formal approval for study leave. However, experience showed that attendance dropped because without the formality of requesting leave it was harder to protect the time.

Successive cohorts of trainees have been able to make better progress with their pathways due to the build-up of collective experience across the FCA programme.

‘So, I think it’s a bit about the fact that the faculty have all done the course. You can teach them to avoid some of the pitfalls that you fell into so that, each time round, the next group of coaches can avoid the pitfalls a bit more easily.’

(Local FCA faculty member, evaluation interview)

‘I’ve gained just as much from teaching the course as participating in it, after two rounds you start to see the issues through a different lens ... we’ve talked about this as a cohort of coaches on faculty now and how we’re just learning more to apply to our own pathways as we teach.’

(Local FCA faculty member, evaluation interview)

Aligning FCAs with organisational strategies for improvement

Local FCAs need to understand how the programme fits with, and can enhance the delivery of, existing organisational strategies for improvement. FCA Devon is unique to date in England as a joint application by the acute hospital trust and the mental health trust, which has enabled work on pathways extending beyond organisational boundaries. However, FCA Devon is also conscious of the need to make sure its activities are aligned with organisational priorities. For example, when a new electronic patient record (EPR) system was the focus of trust level strategic attention in FCA Devon, the flow coaches supported the digital roll out. Their heightened understanding of pathway information flows and interactions between services helped to avoid some of the common pitfalls of EPR introduction.

FCA Lancashire, meanwhile, positioned the FCA programme as an opportunity for clinical leadership development. Getting clinical leaders together in a ‘programmed’ approach has unlocked ways to solve problems that seemed intractable. The FCA programme has brought acute and community teams together, who previously did little joint working. Their frailty pathway now has a shared assessment for older people, whereas in the past each team carried out their own (different) assessment.

‘A medical engagement programme was really important to get the medics on board – you have to be realistic and devote more time and energy to that. Of course, we want nurses and other staff on board, but they are relatively easy – very keen from the outset; medics are the harder nut to crack and it’s vital to get real traction in clinical areas.’

(Local FCA lead)

In contexts where the FCA is strategically positioned in an organisation-wide approach, support and buy-in from senior leaders can facilitate progress and stability for the approach. For example, at Lancashire Teaching Hospitals, the FCA is firmly embedded into the organisation’s improvement strategy as the primary means of driving improvement at the meso level. The trust has responded to the drive from the Care Quality Commission (CQC) and NHS England and NHS Improvement for trust-level commitment and a planned approach to QI. Flow coaching is closely aligned with the overarching capability building approach for the trust and therefore more likely to sustain and develop. Selecting organisations with the right conditions to support the programme is recognised as being crucial.

‘We built our application around our strategic approach with the CEO, medical director and director of quality working together on a vision for delivery of the FCA. We realised success depended on investment in learning about flow coaching as our chosen approach and a commitment to engage with staff, particularly getting the medics on board and getting sufficient numbers trained in the approach.’

(Local FCA lead)

However, in many local FCAs flow coaching is one of several QI programmes operating across the trust and competing for executive attention and organisational resources. Nonetheless, several local FCA leads described how the FCA programme model has helped them to develop a more coherent strategy for QI capability at an organisational level.

‘Although as a trust we have a long history of improvement work and investment in clinical leadership prior to the FCA, I don’t think we had a mental model for what we were doing. This [FCA] gave us a focus for our high-level capability and capacity building, linking pathway development with service transformation ... It gives us the top tier of training to complement the half-day QI introduction session and 3-day QI Leaders’ course that we were already running.’

(Local FCA lead)

Several local FCAs also described how the flow coach training fits into a tiered model of QI training, complementing the Introduction to QI sessions and other shorter courses.

‘We recognised that starting an FCA would complement the QI training we were already doing at a less intensive level and help us get to a critical mass of QI informed, QI trained and, through a local FCA, QI leaders across the trust. But the FCA is more than capability building – it gives us a better way to use the skills of the dedicated central transformation team to support improvement owned by the clinical teams; not to run in and “do unto” the service teams.’

(Local FCA lead)

FCAs with a nationwide reach

The approach for FCA Scotland has been more nationally oriented from the outset, sitting in the NHS Education for Scotland national QI training offers. Recognising the level of existing QI skills and experience across the NHS in Scotland, the delivery pace for FCA Scotland was accelerated. In 1 year, the first cohort of Scottish flow coaches were trained and delivering training to coaches from the Scottish health boards.

FCA Northern Ireland is also working to position the programme as a national initiative. While the drive has initially come from the Western Health and Social Care Trust, the first local training cohort involved coaches from all six health and social care trusts. The logistics of where to hold course sessions has been important, running these in Belfast rather than their Londonderry base to facilitate travel across the country. The development and testing of e-learning resources (such as videos, online seminars, sub-group time and supported Workplace activity) and delivery of virtual training is currently underway and will facilitate national access. For example, FCA Northumbria, FCA Birmingham, FCA Northern Ireland, FCA Scotland and FCA Imperial have completed, or are in the process of completing, training online for their current cohorts.

Strengthening the profile and reach of FCAs

Local FCAs are encouraged to recruit and charge for flow coaching trainees from outside their organisation to increase impact and generate a local revenue stream. The available training slots have been eagerly taken up.

‘The wider clinical management team are now appreciating the power of this. We have seen the skills in action and now we want to work like this across the trust.’

(Local FCA lead)

Local FCAs are keen to develop their academies and to initiate more pathway improvement across their trusts, with a sense of urgency to rapidly train more people to the skill level of flow coaches in the wake of COVID-19.

‘We can’t wait around for a year for this to happen. Services have been deconstructed and we need to reconstruct along the pathways, not purely along existing service lines. We need FCA expertise for this and we need it more speedily than the traditional model.’

(Local FCA lead)

This challenge is being met through the development of an online modular flow coaching course, which will enable local FCAs to train more than the current total of 30 flow coaches per year, and to accelerate the delivery of the programme so it can be completed in less than a year.

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