Background

Patients with complex needs, long-term conditions, older age or frailty often receive fragmented care, delivered by multiple health professionals across different organisations. This can result in poorly coordinated care and risks to quality and safety. Integrated care aims to improve patient care and experience by enabling different health care professionals to work together to deliver more coordinated care, and providing services around the needs of the patient. Integrated care projects often aim to also reduce hospital admissions and associated health care costs of patients with complex long-term conditions., However, the integrated care projects that have been evaluated rigorously over the last decade or longer have had mixed results in this respect.,,,,,,

This report presents the findings from the Improvement Analytics Unit’s evaluation of integrated care teams (ICTs) implemented as part of the Happy, Healthy, at Home vanguard.

Happy, Healthy, at Home vanguard

The North East Hampshire and Farnham Clinical Commissioning Group (NEHF CCG) plans and funds health care for around 225,000 people registered at 23 general practices. In April 2015, the Happy, Healthy, at Home primary and acute care system was established as one of NHS England’s New Care Models vanguards, aiming to improve outcomes and experience for local people (see Box 1). This was a partnership between NEHF CCG, Frimley Health NHS Foundation Trust, Southern Health NHS Foundation Trust, Surrey and Borders Partnership NHS Foundation Trust, Virgin Care, South East Coast Ambulance Service, North Hampshire Urgent Care, Hampshire and Surrey county councils and the voluntary sector. One of the core services of the vanguard was ICTs, described in the next section.

Box 1: Overview of the Happy, Healthy, at Home vanguard

The Happy, Healthy, at Home vanguard aimed to:,

1. Improve outcomes and experience for local people – helping them to be happy, healthy and where appropriate, supported at home.

2. Provide better value for money, helping to close the gap between the available resources and the costs of providing services to meet need.

3. Retain and recruit sufficient numbers of motivated and skilled staff to meet needs and deliver the new models of care.

The vanguard implemented a broad range of interventions at differing times between July 2015 and March 2018 (see the statistical analysis protocol for further details). Some of the interventions intended to benefit a broad population; these included changes to primary care (eg clinical pharmacists and direct access to physiotherapy in primary care) and a social prescribing service. Other activities were targeted at patients with complex needs, long-term conditions, older age or frailty. These included:

• ICTs for patients at highest need (all localities in NEHF) – the subject of this evaluation

• Enhanced Recovery at Home - a system to support recovery at home following discharge from hospital or to avoid hospital admission (in Aldershot, Farnborough, Fleet and Yateley)

• a rapid home response provided by specially trained community paramedics for patients at risk of hospital admission

• peer review of non-urgent referrals by a team of local GPs to reduce variation in referral rates, improve the quality of referrals and reduce costs (Farnham)

• out-of-hours support for people having or nearing a mental health crisis (Aldershot, Farnborough).

Integrated care teams

To further its aims, the vanguard introduced an ICT in each of NEHF’s five localities of Farnborough, Farnham, Yateley, Fleet and Aldershot in July 2015.

The main objectives of the ICTs were to reach patients with highest need and at highest risk of going into crisis, and – by providing more coordinated care – to improve patients’ health, health confidence, experience and wellbeing and reduce A&E attendances and emergency admissions.

The ICTs aimed to proactively deliver joined-up care across primary, community, mental health, social care and voluntary services and develop a single, coordinated care plan for each patient referred to its services. Each ICT comprised a clinical lead, ICT coordinator, community matron, social worker or care manager, mental health practitioner, ambulance service or community paramedic, social prescribing coordinator, dementia practitioner and pharmacist. These core members attended weekly meetings where patients were discussed, as needed. Newly referred patients were discussed at the first meeting following referral to agree an action plan and assign a primary contact within the ICT for the patient. Teams could draw on extra expertise as needed, such as a palliative care nurse. Where appropriate, ICTs could organise prompt visits from specialists to a person’s home, such as dementia assessments and podiatry appointments. Most referrals to ICTs were made by GPs but other health care workers (eg community, mental health and social care staff) also made referrals.,

Each of the five localities developed the ICTs organically to best meet local needs and developed at different paces. The five locations differed in how they implemented their ICTs and selected patients. For example, Farnham’s ICT coordinator informally discussed progress on actions with team members daily, rather than weekly as in other localities., Three localities had difficulty securing a mental health representative. Initially, GPs across the CCG differed in their level of engagement with the initiative, so the numbers of patients referred to ICTs were in general low in the first few months. By May 2017, around 1,000 patients had been referred.

Although the vanguard intended to use a risk stratification tool to help select patients, at the time of launch this was not routinely available to GPs and it instead asked GPs and other referrers to use their clinical judgement to identify patients whom they felt would most benefit from the ICT because they were at highest risk and need. Although work is ongoing to develop a more explicit and consistent set of criteria for referral across all localities, including selecting patients using a risk stratification tool, this was not in place during the period of our evaluation. An exception is Farnham, which has since March 2017 employed a proactive case lead who has combined a risk stratification tool with various data sources and clinical judgement to proactively identify patients for referral.

The CCG estimates that over a third of patients referred to an ICT also received other vanguard interventions, such as Enhanced Recovery at Home.

Other changes to services in North East Hampshire and Farnham

Frimley Park Hospital, the main hospital servicing the NEHF population and which provides around 80% of its acute cure, opened an ambulatory emergency care unit which started seeing patients in November 2016. The unit aimed to provide emergency care and discharge patients in the same day, thereby avoiding unnecessary admissions to wards.

About this evaluation and analysis

The Improvement Analytics Unit examined the impact of ICTs on referred patients’ hospital use, since one of the objectives of the ICT was to reduce emergency admissions and A&E attendances. We could not examine the impact of the ICT on other outcomes, such as health and wellbeing, due to the limitations of NHS data sets, although the ICTs might have led to improvements in these areas.

The evaluation was conducted at an early stage of implementing the ICTs. We shared the findings of our analysis with NEHF in March 2018 and aimed to provide insights that, when combined with other local evidence on progress made on other ICT objectives, would inform the development and continuous improvement of the services provided by the vanguard. This study does not evaluate the effect of the ICTs after June 2017.

We sought to measure the effect of ICTs over and above other local services including the other Healthy, Happy, at Home interventions. We therefore compared ICT patients with other patients registered with a GP in the NEHF area. These control patients were selected to be similar to the group who was referred to the ICTs (eg in age and health conditions) and had similar access to health care services but were not referred to the ICT.

Our evaluation included patients referred to an ICT between 27 July 2015 and 21 May 2017. We analysed the impact of the ICTs on hospital use for patients from the date of their referral to 18 June 2017 (unless they left their NEHF GP or died before then). This meant we examined the impact on hospital use over different amounts of time for each patient, ranging from 1 to 23 months, depending on when they were referred to the ICT.

The five localities in the CCG differed in how they implemented ICTs, which patients they targeted, and which other vanguard interventions were available. Therefore, we conducted a subgroup analysis that examined the impact of the ICT in each locality separately. We also performed a subgroup analysis to examine the impact of the ICTs for patients with mental health conditions. Mental health care was a key component of the ICTs, which accepted referrals from mental health care workers and included mental health practitioners as part of their teams. A patient was identified as having a history of mental ill health if they had at least one inpatient admission or outpatient appointment in the three years before referral under the care of a mental health consultant or where a diagnosis of any mental and behavioural disorder was recorded. Mental health diagnoses include conditions such as depression, schizophrenia and dementia.

We conducted all our analyses according to a statistical analysis protocol, which was finalised before analyses began and was subject to two independent academic peer reviews.

Data used in the analysis

We used various data sources for this analysis. NEHF CCG provided the Improvement Analytics Unit with a pseudonymised list of patients referred to each ICT and the date of referral. Processing of these data with the Improvement Analytics Unit is covered by existing legal agreements and legislation and was captured in a privacy impact assessment agreed to by all organisations involved.

The National Commissioning Data Repository (NCDR) provided the Improvement Analytics Unit with data based on pseudonymised monthly extracts of the National Health Applications and Infrastructure Services (NHAIS) database. This lists people registered at each general practice in England, including their pseudonymised NHS number and month and year of birth and, where applicable, death. These data allowed us to estimate the dates patients registered with a general practice in the area, left that practice or died, if applicable.

We used pseudonymised Secondary Uses Services (SUS) national administrative data from the NCDR to determine patients’ health conditions and hospital use. At no point did the Improvement Analytics Unit have access to patient identifiable data.

Identifying patients for the ICT group

The evaluation included patients who were referred to an ICT between 27 July 2015 and 21 May 2017, and were:

1.0 registered with a NEHF GP for at least 1 month

2.0 admitted to hospital at least once in the 3 years before being referred to the ICT (as information on prior health conditions was needed to select a control group).

Of the 1,039 patients referred to ICTs, 774 (74%) met the selection criteria and were included in the study. We excluded 124 patients (12%) because they had not been admitted to hospital in the prior three years; and a further 141 patients for other reasons (see technical appendix, Figure A2).

Selecting a matched control group

To select a matched control group, we first identified a pool of potential control patients from NEHF who were not referred to an ICT before 18 June 2017. We applied the same criteria as in 1.0 and 2.0. Also, only patients aged within two years of the youngest and oldest ICT patients were eligible. We selected matched controls from within NEHF (rather than from other areas) because we wanted to assess the impact of the ICT over and above other services available to patients in NEHF, and because this approach is more robust to methodological problems.

In total, 78,005 patients met the selection criteria and so were in the pool of potential control patients. After monthly start dates were assigned to each patient, 750,339 potential control records were generated. We selected a subgroup of these patient records that were similar to the ICT patients at the point at which they were referred to the ICT, using a process called ‘matching’. We aimed to produce a matched control group that was similar to the ICT patients with respect to variables that might affect hospital use, including a patient’s age, ethnicity, place of residency (home or care home), existing health conditions (including history of mental ill health) and hospital use before referral to the ICT. We also selected control patients at a similar point in time to the referred patients and who lived in an area with similar levels of socioeconomic deprivation (see technical appendix, Table A1). We paired each ICT patient to a control patient in the same locality.

The matched control group comprised 774 patient records (hereafter referred to as matched control patients) from 731 unique patients (see technical appendix, Table A1).

We assessed whether the matched control patients had similar mortality rates to ICT patients as a check for unmeasured differences between the groups. As we did not expect ICTs to affect death rates, a difference in death rates might suggest unmeasured differences between the groups. Identifying unmeasured differences was a particular concern, as health care professionals may have selected patients for the ICTs based on information that was not recorded in our data sets (see page 13 for findings).

We compared ICT patients and matched control patients using multivariable regression analysis. Matching and regression generally perform better in combination than separately at estimating the effect of interventions accurately. The aim of the adjustment is to control statistically for the differences that remained between the two groups after matching, so that, for example, any differences in age, prior admissions and health conditions should not explain the relative difference in how often the two groups used hospital services after referral to the ICT. However, the regression cannot adjust for variables that were not recorded in our data sets, such as the degree of family support, social isolation and ability to manage their health conditions and the severity of these conditions.

The regression models produced ‘best estimates’ of the relative difference in hospital use between ICT patients and the matched control group, together with a 95% confidence interval. The confidence intervals show some of the uncertainty in the results by providing a range around the ‘best estimate’ in which we can be relatively certain the true value lies. But the additional uncertainty due to the risk of unobserved differences between the two groups is not captured by the confidence intervals, so the results need to be interpreted with caution. Please see the technical appendix for further details.

Measuring hospital use

Once a matched control group had been selected, the Improvement Analytics Unit compared the hospital use of patients referred to an ICT with the matched control patients.

The following measures relating to emergency hospital care were analysed:

• A&E attendances

• emergency admissions

• average length of stay (nights spent in hospital) following emergency admission

• total bed days following emergency admissions (ie total number of bed days across all emergency admissions), excluding same-day admissions

• emergency readmissions within 30 days of discharge from hospital

• emergency admissions for chronic ambulatory care sensitive conditions (see Box 2)

• emergency admissions for urgent care sensitive conditions (see Box 2).

These other hospital care measures were also analysed:

• elective admissions

• average length of stay (nights spent in hospital) following elective admission

• total bed days following elective admissions, excluding same-day admissions

• outpatient attendances (ie excluding appointments that the patient did not attend)

• proportion of deaths in hospital (as a proxy for dying in preferred place of death).

Box 2: Conditions for which emergency admissions may be avoidable

The analysis included two measures relating to emergency admissions that could potentially have been avoided. However, sometimes people need to be admitted to hospital for these conditions, regardless of the quality of the care offered. Although these measures are not perfect, we would expect the ICTs to have greater impact on admissions for these conditions than others.

The measures, which have overlapping conditions, are defined in the CCG Improvement and Assessment Framework.

Chronic ambulatory care sensitive conditions are long-term conditions for which the risk of emergency admissions may be reduced by timely and effective primary and community care. These include:

• chronic viral hepatitis B

• diabetes

• anaemia

• dementia

• epilepsy

• cardiovascular disease, such as heart failure and angina

• respiratory disease, such as asthma and bronchitis.

Urgent care sensitive conditions are conditions that may sometimes be dealt with effectively by the urgent and emergency care system (such as ambulance services or A&E) without emergency admission. These include:

• chronic obstructive pulmonary disease

• acute mental health crisis

• non-specific chest pain

• falls (patients aged 74 and over)

• non-specific abdominal pain

• cellulitis (infections of the skin and subcutaneous tissue)

• blocked tubes, catheters and feeding tubes

• hypoglycaemia

• urinary tract infection

• angina

• epileptic fit

• minor head injury.

We identified admissions for chronic ambulatory care sensitive conditions and urgent care sensitive conditions using the primary diagnosis in the admission record.

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